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Partner
Elizabeth Lowery is a partner of the firm. Her
practice focuses primarily on securities litigation and arbitration,
as well as insurance, trade secrets and complex fraud.
Prior to receiving her law degree, Elizabeth
was licensed to trade both stocks and commodities. Her
strong financial background also includes being in the top
2% of CPA exam candidates to pass all four parts of the exam
in the first sitting. Ms.
Lowery was responsible for the highly-publicized victory of registered
representative Mark Anderson against the SEC’s accusations
that he charged excessive mark-ups. (Reported in the Wall Street
Journal and the Bond Buyer.) Her practice includes securities
arbitration, litigation, regulatory actions, and compliance
examinations. It also includes cases involving insurance,
trade secrets, employment and complex fraud.
Elizabeth is a member of the State Bar
of California. She
has represented parties in NASD arbitrations throughout the United
States.
EDUCATION
• Pepperdine School of Law, Juris
Doctor, 1997
• California State University, Northridge, B.S. Business / Accounting
Theory and Practice, 1994
PRACTICES
Litigation
Securities
FINRA and SEC Regulation
Compliance
Insurance
Employment
Complex Fraud
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