Articles:

Emerging Trends for PPA Fiduciary Advisers

What Steps Should Your Firm be Taking to Secure it's Place in the 401(k) Investment Advice Market?

Summary of DOL Field Assistance Bulletin No. 2007-01: Additional Guidance for RIAs and Broker-Dealers Re PPA

Pension Protection Act: Potential Profit & Pitfalls

Fiduciary Adviser Compensation

401(K) Fees Lawsuits: No Longer A Hypothetical Issue

Multimedia:

A Review of the New NASD Rules of Arbitration Procedure and Discovery Guide Hosted by Edgerton & Weaver, LLP and Financial Services Institute. (May 23, 2007).

The Benefits and Pitfalls of Dual Registration with An Independent RIA
Hosted by Edgerton & Weaver, LLP and Financial Services Institute. (May 16, 2007).

DOL New Guidelines. Who Must Comply?
Hosted by Edgerton & Weaver, LLP and Dalbar, Inc. (March 7, 2007).

The Pension Protection Act: Opportunities & Challenges for Broker-Dealers. Hosted by Edgerton & Weaver, LLP and Dalbar, Inc. (Jan. 10, 2007).

PPA Gateway to the Fiduciary Adviser Business WebinarHosted by Edgerton & Weaver, LLP and Dalbar, Inc. (Dec. 13, 2006).